Internal Audit for MIFID2 - Business Analyst (Asset Management)

Company: Aston Carter
Location: London, England
Industry: Banking, Other
Rate: £650 - £700 per day
Job Type: Contract (6 Months)
ID: 3463463
Posted: 09 Sep 2019

Job Description:

Internal Audit for MIFID2 - Business Analyst (Asset Management)

The experienced external resource will assist Corporate Audit in execution of the MIFID II - Transaction Reporting audit, specifically audit procedures covering regulatory requirements. In addition, the resource will assist Corporate Audit management with reporting to ensure any issues identified during the course of the audit are grounded in regulatory fact.

The experienced resource must maintain more than 5 years internal audit experience, with subject matter expertise in the execution of audits of MiFID II - Transaction Reporting. This includes in-depth knowledge of regulatory requirements and expectations of MiFID II - Transaction Reporting. The external resource must:

  • Maintain more than 5 years internal audit experience, specifically in the MiFID II - Transaction Reporting space

  • Execute risk-based internal audit procedures to assess the design and operating effectiveness of the business unit independently, with oversight provided by Corporate Audit management

  • Maintain excellent communication skills, both verbal and written

  • Maintain experience in documenting audit procedures in an electronic workpaper system. Prior experience with MetricStream products a plus but not required

  • Demonstrate experience and subject-matter expertise of MiFID II - Transaction Reporting regulatory quirements and expectations

  • Maintain internal audit experience in the financial services industry
Allegis Group Limited operates as an Employment Business and Employment Agency as set out in the Conduct of Employment Agencies and Employment Businesses Regulations 2003. It is a company within the Allegis Group network of companies (collectively referred to as "Allegis Group"). Aerotek, Aston Carter, EASi, Talentis Solutions, TEKsystems, Stamford Consultants and The Stamford Group are Allegis Group brands. If you apply, your personal data will be processed as described in the Allegis Group Online Privacy Notice available at

To access our Online Privacy Notice, which explains what information we may collect, use, share, and store about you, and describes your rights and choices about this, please go to

We are part of a global network of companies and as a result, the personal data you provide will be shared within Allegis Group and transferred and processed outside the UK, Switzerland and European Economic Area subject to the protections described in the Allegis Group Online Privacy Notice. We store personal data in the UK, EEA, Switzerland and the USA. If you would like to exercise your privacy rights, please visit the "Contacting Us" section of our Online Privacy Notice at for details on how to contact us. To protect your privacy and security, we may take steps to verify your identity, such as a password and user ID if there is an account associated with your request, or identifying information such as your address or date of birth, before proceeding with your request. If you are resident in the UK, EEA or Switzerland, we will process any access request you make in accordance with our commitments under the UK Data Protection Act, EU-U.S. Privacy Shield or the Swiss-U.S. Privacy Shield.

Required Skills:

mifid 2, transacting reporting, metricstream, internal audit, audit, asset management

About Aston Carter:

Aston Carter has grown to become a preeminent global provider of top talent to businesses requiring highly specialised professionals focusing on Accounting & Finance, Change & Transformation, Compliance, Management Consulting, Operations and Risk & Regulation. Aston Carter’s global reach extends to 16 countries across Europe, Asia and North America – each with a firm focus on the core values that made Aston Carter the company it is today: Commitment, Character & Trust, Relationships, and A Passion for Excellence.

Contact Information:

James O'Donoghue
TEL : +44 20 7997 1312

Register for a Aston Carter Account
Back to Search Results

AddtoCart My Account JobAlerts

You can view your existing Job Alerts from the following page


Apply Now!