Compliance Monitoring - Asset Management

Company: Aston carter
Location: London, UK
Industry: Banking, Aston carter, Banking and Financial Services, Asset Management
Rate: 60000.0 - 70000.0 GBP Salary
Job Type: Permanent
ID: JP-002342895
Posted: 21 Sep 2021

Job Description:

Our client, a well established asset manager based in the city is looking to hire within their compliance department for a Compliance Monitoring Officer. This person will join the asset manager on a fixed term contract for 12 months.


The Compliance Monitoring officer will work within the regulatory reviews team and do the thematic reviews that come across the compliance desk. This can cover CASS, UCITS, Investment Funds and MiFiD. The person will need to come from an asset management background and have previous experience in monitoring, audit or assurance (audit or assurance will need to have experience in fund management).


If you have the above experience and are happy with a salary banding of £60,000 - £70,000 + 10% bonus then please apply, and if your profile is relevant for the role you will be contacted within 24 hours.


Job Title: Compliance Monitoring - Asset Management

Location: London, UK

Rate/Salary: 60000.00 - 70000.00 GBP Yearly

Job Type: Permanent



Trading as Aston Carter. Allegis Group Limited, Maxis 2, Western Road, Bracknell, RG12 1RT, United Kingdom. No. 2876353. Allegis Group Limited operates as an Employment Business and Employment Agency as set out in the Conduct of Employment Agencies and Employment Businesses Regulations 2003. Aston Carter is a company within the Allegis Group network of companies (collectively referred to as "Allegis Group"). Aerotek, Aston Carter, EASi, Talentis Solutions, TEKsystems, Stamford Consultants and The Stamford Group are Allegis Group brands. If you apply, your personal data will be processed as described in the Allegis Group Online Privacy Notice available at https://www.allegisgroup.com/en-gb/privacy-notices.

To access our Online Privacy Notice, which explains what information we may collect, use, share, and store about you, and describes your rights and choices about this, please go to https://www.allegisgroup.com/en-gb/privacy-notices.

We are part of a global network of companies and as a result, the personal data you provide will be shared within Allegis Group and transferred and processed outside the UK, Switzerland and European Economic Area subject to the protections described in the Allegis Group Online Privacy Notice. We store personal data in the UK, EEA, Switzerland and the USA. If you would like to exercise your privacy rights, please visit the "Contacting Us" section of our Online Privacy Notice at https://www.allegisgroup.com/en-gb/privacy-notices for details on how to contact us. To protect your privacy and security, we may take steps to verify your identity, such as a password and user ID if there is an account associated with your request, or identifying information such as your address or date of birth, before proceeding with your request. If you are resident in the UK, EEA or Switzerland, we will process any access request you make in accordance with our commitments under the UK Data Protection Act, EU-U.S. Privacy Shield or the Swiss-U.S. Privacy Shield.

Required Skills:

Monitoring,Reviews,rEGULATIONS,Mifid,EMiR

About Aston Carter:

Aston Carter has grown to become a preeminent global provider of top talent to businesses requiring highly specialised professionals focusing on Accounting & Finance, Change & Transformation, Compliance, Management Consulting, Operations and Risk & Regulation. Aston Carter’s global reach extends to 16 countries across Europe, Asia and North America – each with a firm focus on the core values that made Aston Carter the company it is today: Commitment, Character & Trust, Relationships, and A Passion for Excellence.

Contact Information:

Brandon Radford
bradford@astoncarter.com
TEL :

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