Communications Surveillance - Associate

Company: Aston carter
Location: London, UK
Industry: Banking, Aston carter, Banking and Financial Services, Compliance-Legal
Rate: 60000.0 - 70000.0 GBP Salary
Job Type: Permanent
ID: JP-002225006
Posted: 16 Jul 2021

Job Description:


Contributes to the overall success of Internal Control in London and Dublin ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures.

Responsible for providing delegated 1st line of defence support and guidance to business line management for managing operational risk, work with a team that helps ensure an effective system of in internal controls exists in GBM.

To partner with the GBM business lines in Europe to enhance risk governance & controls as well as first line supervision and oversight of processes, to foster open communication and partnership with businesses to align our activities with business priorities.

    • First line risk and control team
    • Working within the trading business
    • Communications team works within the first line

    Experience you'll need;

    • Communications surveillance experience – manage report and escalate any issues
    • Stakeholder management
    • Regulatory knowledge – Mifid and MAR and swap dealer and Dodd frank
    • Markets / investment Banking background
    • Behavox (system - nice to have) - reporting/MI experience is good (not required system knowledge) 
    • End user computer skills / VBA / Macros
    • Language nice to have Spanish / French

Job Title: Communications Surveillance - Associate

Location: London, UK

Rate/Salary: 60000.00 - 70000.00 GBP Yearly

Job Type: Permanent

Trading as Aston Carter. Allegis Group Limited, Maxis 2, Western Road, Bracknell, RG12 1RT, United Kingdom. No. 2876353. Allegis Group Limited operates as an Employment Business and Employment Agency as set out in the Conduct of Employment Agencies and Employment Businesses Regulations 2003. Aston Carter is a company within the Allegis Group network of companies (collectively referred to as "Allegis Group"). Aerotek, Aston Carter, EASi, Talentis Solutions, TEKsystems, Stamford Consultants and The Stamford Group are Allegis Group brands. If you apply, your personal data will be processed as described in the Allegis Group Online Privacy Notice available at

To access our Online Privacy Notice, which explains what information we may collect, use, share, and store about you, and describes your rights and choices about this, please go to

We are part of a global network of companies and as a result, the personal data you provide will be shared within Allegis Group and transferred and processed outside the UK, Switzerland and European Economic Area subject to the protections described in the Allegis Group Online Privacy Notice. We store personal data in the UK, EEA, Switzerland and the USA. If you would like to exercise your privacy rights, please visit the "Contacting Us" section of our Online Privacy Notice at for details on how to contact us. To protect your privacy and security, we may take steps to verify your identity, such as a password and user ID if there is an account associated with your request, or identifying information such as your address or date of birth, before proceeding with your request. If you are resident in the UK, EEA or Switzerland, we will process any access request you make in accordance with our commitments under the UK Data Protection Act, EU-U.S. Privacy Shield or the Swiss-U.S. Privacy Shield.

Required Skills:


About Aston Carter:

Aston Carter has grown to become a preeminent global provider of top talent to businesses requiring highly specialised professionals focusing on Accounting & Finance, Change & Transformation, Compliance, Management Consulting, Operations and Risk & Regulation. Aston Carter’s global reach extends to 16 countries across Europe, Asia and North America – each with a firm focus on the core values that made Aston Carter the company it is today: Commitment, Character & Trust, Relationships, and A Passion for Excellence.

Contact Information:

Brandon Radford

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